Mohammed Fawaz M F J

Results-oriented professional having years of experience in Compliance. Certified ACAMS member having sound knowledge in Corporate Law, AML/CFT Standards, KYC/CDD Compliance and FinCrime Investigations. Seeking an opportunity in Compliance Sector.

Dubai Islamic Bank Dec 2022 – Present
Compliance Consultant Dubai, United Arab Emirates
▪ Conducting investigations on AML alerts for Suspicious Transaction Activity and concluding the alert with Proper Comments, Justification and Customer Profile.
▪ Performing AML controls and Ongoing Review of transactions flagged by the monitoring system.
▪ Proper review of Low, Medium and High-risk Alerts on DTD basis on Real Time for NTBs and Existing
customers on SAS 7.1, including handling of backlog projects.
▪ Reviewing customer screening alerts in line with "Alert Review Matrix" and identifying appropriate actions such as False positive and Potential/Exact match.
▪ Conducting sanctions screening and providing timely responses to various alerts generated in the Bank’s screening system related to NTB/ Existing customers e.g., OFAC, UN, UAE Local Terrorist List.
▪ Conducting PEP screening and adverse media checks.
▪ Conducting research and validation of entity data like Legal name verification, Address, Nature of business, and
understanding of Beneficial Ownership structures using appropriate internal and external data sources.
▪ Protecting Bank from legal, regulatory, and reputational risk regarding business involving sanctioned entities and/or countries.
▪ Reviewing and conducting Adverse Media searches and suggesting account restrictions and/or account closures.
▪ Ensuring Policies and Procedures are adhered to daily with record of evidence.
   OneSoln Services
Compliance Executive
Sept 2019 – Nov 2022
Pune, India
▪ Oversaw legal policies, AML/KYC activities and other statutory requirements.
▪ Gathered, analysed and maintained AML/KYC documentation.
▪ Rendered regulatory advisory service and designed appropriate solution for client.
▪ Assisted client for the process of Incorporation and Setting-up of a Company.
▪ Educated staff on any legal changes and updates to compliance guidelines.
▪ Researched industry compliance regulations and policies.
▪ Identified and evaluated company’s data processing activities.
▪ Prepared, reviewed and interpreted legal documents such as MoU, contracts/agreements and policies.
▪ Conducted risk assessments across functions to determine the level of compliance with regulatory obligations.
▪ Prepared compliance reports for different stakeholders.
▪ Supervised internal control system.
▪ Promoted a culture of compliance across all units of the organisation.

Indian Law Society Sept 2022
Diploma In Corporate Laws Pune, India
▪ Major: Corporate Laws, Score: 72%
▪ Knowledge Areas: Company law, Management & control of a company, commercial courts act, Insolvency &
Bankruptcy Code, Competition law, SEBI regulations, IP and cryptocurrency.
MIT WPU
Bachelor of Business Administration In Computer Application
▪ Major: Computer Application, CGPA: 7.35
▪ Projects: Bank application, Stock analysis & portfolio.
▪ Secured 2nd position in the research competition.
Institute of Company Secretaries of India
Company Secretary- Foundation Level
▪ Knowledge Areas: Corporate law, Securities law, Tax law, Financial Management & Accounting. GSHS
Higher Secondary
▪ Major: Business Studies, CGPA: 6.64