- Perform complete, accurate and timely review of documents related to onboarding of high risk accounts as per various Group Policies on onboarding, sanctions, PEPs etc.
- Perform name screening across internal systems (Online Watchlist Check (OWC) and public domain searches to identify any adverse information.
- Ensure all PEP customers are dealt with utmost care and all risks associated with the relationship are highlighted to business appropriately.
- Respond to business in an appropriate manner and support in explaining risks / concerns if required.
- Ensure MIS is accurately updated at all times
- Ensure compliance with the department procedures in a timely and consistent manner.
- Ensure all policies and procedures related to customer onboarding are complied.
- Ensure that adequate audit trails are maintained as reference of review performed.
- Ensure no adverse audit comments are received for the unit on any of the high risk related matters
CWM HRA Analyst - Dubai, United Arab Emirates - Tanfeeth Dubai
Description
Compliance with Policies and Process