Senior Specialist - Abu Dhabi, United Arab Emirates - Financial Services Regulatory Authority

    Financial Services Regulatory Authority
    Financial Services Regulatory Authority Abu Dhabi, United Arab Emirates

    3 days ago

    Description
    Description

    The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Department and the Markets Department. 

    The Supervision Department is responsible for the supervision of banks, insurance companies, money service providers and capital markets. The Supervision Department follows a holistic, proactive risk-based approach to supervision of financial service providers falling under its remit..The Senior Specialist (Funds and Asset Management) role works closely with the Managers and Senior Managers to assist in the implementation of the supervisory framework and in the supervision of a portfolio of relevant financial institutions active in the Fund Management and / or Asset Management sectors, consistently with FSRA's regulations and risk appetite and international best practices. 

    Operational responsibilities

    • Supervision of assigned Financial Services Firms' compliance with relevant rules and regulations.
    • Conduct periodic impact/risk assessments, with support from the Director/Senior Manager/Manager.
    • Plan and conduct periodic risk assessment of firms, contribution to the drafting and execution of the supervisory work plan, including the planning and execution of supervisory reviews and drafting and communication of recommendations, in collaboration with line management. 
    • Ongoing analysis of the governance and control frameworks, conduct of business and the prudential condition of the assigned Fund / Asset Managers, with support from the Director/Senior Manager/Manager. 
    • Review regulatory submissions made by relevant financial institutions. 
    • Produce analysis based on the data provided by fund / asset managers. 
    • Review and assess product notifications / registrations and produce recommendations for line management consideration.
    • Assess applications made by Firms and produce recommendations for line management consideration.
    • Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
    • Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
    • Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
    • Deliver additional tasks that may be delegated from the Director/ Senior Manager / Manager Supervision.
    • Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
    • Participate and deliver on projects that may be allocated thereto.

    Strategic responsibilities

    • Assist in the implementation of the short- and long-term objectives of Supervision Section.
    • Assist in developing, enhancing and implementing the framework, policies, rules and procedures for governing and supervising financial institutions.

    Information Security related 

    • Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions. 
    • Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM. 

    Education

    • Bachelor's Degree

    Work Experience

    • Min 5-8 years of experience from a similar regulatory background, or industry experience in fund / asset preferably from a risk, compliance or internal audit background. 
    • Good communications skills both in writing and orally. 
    • Results-oriented team player.
    • Good influencing and negotiation skills.
    • Working well in a collaborative environment with a team of diverse professionals.
    • Entry level planning, organisation and analytical skills.
    • Strong sense of responsibility and impeccable integrity.
    • Positive "can-do" attitude, eager to take on additional responsibilities.
    • Eager to learn additional skills, both technically and behaviourally.
    • Fluent in business English.

    Desirable:

    • Degree qualification in one of the following disciplines: Finance, Banking, Accounting, Risk Management, Law or related disciplines.
    • Relevant professional qualifications 
    • Proficient in Arabic or other language(s) and understanding of the Arabic Culture



  • Senior Specialist

    4 days ago

    Financial Services Regulatory Authority Abu Dhabi, United Arab Emirates

    The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the FSRA Markets Section. The Senior Specialist role works closely with Manager ...

  • Senior Specialist

    1 week ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    The Senior Specialist must play a critical role in identifying · and resolving potential sanctions violations. · Bachelor's Degree in Management, · Banking or Finance. · ...

  • Senior specialist

    19 hours ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    The Federal Authority for Nuclear Regulation (FANR) is seeking Senior Specialist – Radioactive Waste & Decommissioning to support the development of UAE's regulatory framework for radioactive waste management and decommissioning activities. · Key Responsibilities: · Develop and u ...

  • Senior Specialist

    4 days ago

    Financial Services Regulatory Authority Abu Dhabi, United Arab Emirates

    The Senior Specialist supports the inbound leads process and contributes to the organic growth of ADGM. · Manage end-to-end process of converting inbound queries into prospective leadsAct as key point of contact for inquiriesHandle inquiries with professionalism and care · ...

  • Senior Specialist

    1 week ago

    Only for registered members Abu Dhabi

    The Senior Specialist supports SEHA s Corporate Readiness & Business Continuity functions by contributing to the development and implementation of strategies policies and operational plans for emergency operations crisis management and disaster preparedness. The role oversees pre ...

  • Senior Specialist

    1 week ago

    Abu Dhabi Health Services Abu Dhabi, United Arab Emirates

    The Senior Specialist supports SEHA's Corporate Readiness & Business Continuity functions by contributing to the development and implementation of strategies, policies, and operational plans for emergency operations, crisis management, · Coordinate and follow up on preparedness a ...

  • Senior Specialist

    1 week ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    The Senior Specialist supports SEHA's Corporate Readiness & Business Continuity functions by contributing to the development and implementation of strategies for emergency operations and disaster preparedness. · Bachelor's degree in Health Administration or related field OR Maste ...

  • Senior Specialist

    1 month ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    We nurture a diverse, inclusive community where every voice is valued. · Design and implement paid social strategy for the Bank and contribute to the development and implementation of Bank wide digital marketing strategy across paid social channels to ensure high brand presence a ...

  • Senior Specialist

    1 week ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    Conducts comprehensive analysis of CVs for vacant jobs to determine applicants' suitability Conducts preliminary interviews and participates in final interviews assists concerned Departments in finalizing selection hiring process Directs workflow within the Recruitment Department ...

  • Senior Specialist

    1 month ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    Inception AI is spearheading a transformative initiative to deploy a large-scale · AI program across Abu Dhabi's critical sectors. As a Senior Specialist – Business Analyst, you will support strategic and operational initiatives by analyzing business processes and providing acti ...

  • Senior Specialist

    1 week ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    We nurture a diverse, inclusive community where every voice is valued. · ...

  • Senior Specialist

    1 month ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    Core42 is driving transformative technology solutions globally leveraging advanced resources and partnerships. · Maintain configure and enhance the organization's HR systems to run smoothly securely and in line with business needs. · ...

  • Senior Specialist

    1 month ago

    Only for registered members Abu Dhabi

    Configure and maintain Oracle HCM Cloud modules such as Core HR Talent Management Recruiting Cloud Learning Cloud Compensation Management Absence Management and OTL Design and implement approval workflows security roles user access controls Collaborate with HR teams to gather req ...

  • Senior Specialist

    4 weeks ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    We are seeking a highly skilled Senior Engineer – HPC Operations to oversee the daily operations and support of high-performance computing clusters designed to power large-scale AI and ML workloads. Provide daily operational support for HPC infrastructure, · Drive initiatives to ...

  • Senior Specialist

    2 weeks ago

    Only for registered members Abu Dhabi

    The role ensures that all infrastructure designs submissions and site works comply with authority requirements AD Ports standards and project objectives while supporting the construction and delivery teams throughout the project lifecycle. · ...

  • Senior Specialist

    4 weeks ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    We invite you to bring your bold ideas and big dreams and become part of a global team of over 50,000 planners designers engineers scientists digital innovators program and construction managers and other professionals delivering projects that create a positive tangible impact ar ...

  • Senior Specialist

    6 days ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    To oversee and coordinate the daily operations of the Incident Command Centre at the corporate and international levels. · ...

  • Senior Specialist

    1 month ago

    Only for registered members Abu Dhabi, Abu Dhabi Emirate

    The Senior Specialist will be responsible for configuring and maintaining Oracle HCM Cloud modules such as Core HR, Talent Management, Recruiting Cloud, Learning Cloud and Compensation Management. · ...

  • Senior Specialist

    19 hours ago

    Only for registered members Abu Dhabi

    We are seeking a solution-oriented analyst who thrives at the intersection of AI,strategy,and operational delivery.You should have a passion for innovation,a bias for action,and the ability to translate complex data into actionable insights. · ...

  • Senior Specialist

    3 weeks ago

    Only for registered members Abu Dhabi

    We are seeking a highly skilled Senior Engineer HPC Operations to oversee the daily operations and support of high-performance computing clusters designed to power large-scale AI and ML workloads.Provide daily operational support for HPC infrastructure, including compute, storage ...

Jobs
>
Senior specialist
>
Jobs for Senior specialist in Abu Dhabi