Compliance Officer Wealth Management - Dubai, United Arab Emirates - Emirates NBD

Emirates NBD

Verified Company

Dubai, United Arab Emirates

1 week ago

Posted by:

Ahmed Al-Mansouri

beBee Recruiter

Description

As the Compliance Officer in Wealth Management, you will be responsible for supporting the implementation of controls, compliance checks and compliance processes.

You will execute tasks according to procedures to ensure regulatory compliance across the organization and escalate any issues to relevant parties where needed.

Experience with Wealth Management or investment products is essential.

On a day-to-day basis you will be responsible for:

Completing Review and providing approvals & ensuring external approvals are obtained and documented.
Review of all manual triggers/red flags escalated and provide recommendations/report to Manager with risk analysis and risk mitigation after completion of thorough investigations.
Regulatory Matters
Provide support to the Manager in all Project related initiatives and ensure completion of these projects.

To be successful in this role, you will need the following skills and experience:

Bachelors Degree
Minimum of 4 years compliance experience in the financial services industry, preferably in retail banking compliance in a recognized market
Experience within Wealth Management or Investment Products
Compliance qualifications from an internationally recognized body is desirable like ACAMS, International Compliance Association certifications / diploma, etc.

What we offer you: