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- Maintenance of DFSA compliance policies and procedures
- Advising business and global CCO on regulatory developments
- Communicating with DFSA
- Filings and disclosures
- Employee/PA trading compliance
- Employee onboarding and training
- Market abuse surveillance
- Wall-crossings/market soundings
- MNPI controls
- Restricted list maintenance
- Expert network approvals
- 5-10 years+ experience as DFSA compliance generalist desired
- Ideal candidate will have buy-side experience with Cat 3C licensed firm
- Experience at a global/US based firm is a plus
- Multi-manager or multi-strategy exposure is a plus
- Candidate should be comfortable in a stand-alone role in the region, with global support
Compliance (Dubai) - Verition Fund Management LLC
Description
ResponsibilitiesDesired Candidate Profile
Education:
Bachelor of Commerce(Commerce), Bachelor of Business Administration(Management)
Gender:
nm
Nationality:
Any Nationality