Compliance Officer and MLRO - Abu Dhabi

The Compliance Officer and MLRO serves as the primary point of contact with regulators and works closely with the Board and SEO to manage regulatory risk. · FSRA or DFSA-approved person is essential. · Experience with a Category 3A licensed firm is essential. · ...

The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients ...

Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements. · ...

We are seeking an experienced Compliance Officer / Money Laundering Reporting Officer (CO/MLRO) to join our team in Abu Dhabi. This role is critical in ensuring the firm’s adherence to regulatory standards within the Abu Dhabi Global Market (ADGM), particularly focusing on Anti-M ...

The Client Compliance Services department is responsible to provide Outsourced Compliance Officer and Money Laundering Reporting Officer ( MLRO ) services. · ...

· As a senior Compliance Professional you will play a critical role in safeguarding organization's global operations by ensuring adherence to regulatory compliance frameworks across jurisdictions reporting directly to Head of Compliance based in Abu Dhabi offering opportunity to ...

An excellent opportunity is available with a banking institution within ADGM (Abu Dhabi Global Market) for a Chief Compliance Officer who will hold responsibility for ensuring the bank complies with applicable laws regulations rules and market standards. · ...

This Compliance Officer role supports First Abu Dhabi Bank s Asset Management business by ensuring full adherence to SCA regulations and internal compliance standards. · ...

The UAE's largest bank seeks top talent to advance their career in an exciting industry. · ...

The Client Compliance Services department is responsible to provide Outsourced Compliance Officer and Money Laundering Reporting Officer ( ...

The Sales Manager will own and execute the UAE sales strategy for AML, KYC, onboarding and monitoring platforms. · ...

A regulated financial institution in the Abu Dhabi Global Market (ADGM) is seeking a highly experienced Money Laundering Reporting Officer (MLRO) to lead its AML, Counter-Terrorist Financing (CTF), and Sanctions Compliance framework. · This is a critical, senior regulatory role r ...

A regulated financial institution in the Abu Dhabi Global Market (ADGM) is seeking a highly experienced Money Laundering Reporting Officer (MLRO) to lead its AML, Counter-Terrorist Financing (CTF), and Sanctions Compliance framework. · Own and maintain the organisation's AML, CTF ...

A leading global organization in the Trust & Fiduciary space is looking to grow their Abu Dhabi based compliance team by adding an experienced Manager. · The function was launched in 2023 and been a real success so far.There is a healthy pipeline of business and the firm also ens ...

Serve as SCA Accredited Compliance Officer for the Asset Management business. · ...

Lead compliance and AML for an asset & fund management platform. · Act as primary liaison with regulators. · Manage regulatory risk, AML frameworks, suspicious transaction reporting, · ...

As Compliance Officer & MLRO you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. · ...

The Compliance Officer will provide comprehensive compliance coverage to ensure effective implementation of compliance frameworks across asset management operations. · ...

The role is for one of the Weekday's clients As a senior Compliance Professional you will play a critical role in safeguarding the organization's global operations by ensuring adherence to regulatory AML and compliance frameworks across jurisdictions. · ...

The Compliance Officer will serve as SCA Accredited Compliance Officer for the Asset Management business. · Serve as SCA Accredited Compliance Officer for the Asset Management business. · Provide comprehensive compliance coverage to ensure effective implementation of compliance f ...