Compliance officer jobs in Abu Dhabi, United Arab Emirates

Our client is seeking an experienced Compliance Officer with strong AML/CTF and fund management compliance expertise to join their leading fund management and investment advisory firm in the Abu Dhabi Global Market (ADGM). · Ensure compliance with ADGM and FSRA regulations, parti ...

As the Compliance Officer & MLRO, you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk ...

As the Compliance Officer & MLRO, you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. · Develop and maintain compliance policies and procedures. · Implement a risk-based compliance program. · Conduct trade surveil ...

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics. · Assist in conducting KYC checks on potential and existing customers. · Assist in conducting EDD reviews for high-risk customers. · Assist i ...

Job Purpose · The Compliance Officer supports the day-to-day compliance function by conducting transaction monitoring, sanctions and PEP screening, customer due diligence (CDD/EDD), and onboarding reviews. The role also assists with onboarding and ongoing monitoring of correspond ...

The Compliance Officer oversees regulatory adherence, risk management, and policy compliance, ensuring ethical operations and alignment with insurance regulations. · ...

· QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios. · We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics. · Driven b ...

About the Role · As the Compliance Officer & MLRO (COMLRO), you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO ...

Our client, a well-established capital markets brokerage firm in Abu Dhabi, is seeking an experienced Co-MLRO to support the firm's Financial Crime Compliance framework. · The role offers the opportunity to work closely with senior management, regulators, and business teams to en ...

Compliance Officer – Abu Dhabi ProCount for Accounting and Compliance is seeking a qualified and detail-oriented Compliance Officer to join our AML Compliance Department in Abu Dhabi. · Implement and monitor AML/CFT compliance policies and procedures. · Conduct risk assessments a ...

Our client is seeking an experienced Compliance Officer with strong AML/CTF and fund management compliance expertise to join their leading fund management and investment advisory firm in the Abu Dhabi Global Market (ADGM). · Ensure compliance with ADGM and FSRA regulations, parti ...

Join Ericsson's Group Function Third Party Assessments within Compliance Programs & Operations. You'll design, implement, and advise on the programmatic elements of our Third-Party Management Program and serve as a senior subject-matter expert across Antitrust, Anti-Corruption, a ...

The Compliance Officer oversees regulatory adherence, risk management, and policy compliance, ensuring ethical operations and alignment with insurance regulations. · Bachelor's degree in Law, Business Administration, Finance, or a related field · Professional certification in Com ...

We are seeking a proactive and detail-oriented Compliance Officer & Money Laundering Reporting Officer (MLRO) to join our Abu Dhabi (ADGM) team. · The ideal candidate will bring prior compliance experience, a strong understanding of digital assets and financial services, and a co ...

As the Compliance Officer & MLRO, you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. · Develop and maintain compliance policies and procedures. · Implement a risk-based compliance program. · Conduct trade surveil ...

As the Compliance Officer & MLRO, you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. · Develop and maintain compliance policies and procedures. · Implement a risk-based compliance program. · Conduct trade surveil ...

We are seeking a Compliance Officer to join our team, with a strong background in ADGM regulations and compliance frameworks. · Ensure the company's full compliance with ADGM regulations and other applicable laws. · Develop, implement, and maintain internal compliance policies an ...

The Compliance Officer will be responsible for ensuring that the company's operations, policies, and procedures comply with applicable laws, regulations, and internal standards. · Bachelor's degree in Law, Finance, Business Administration, or related field. · Minimum of 3 years o ...

Excellent opportunity with an asset management firm in Abu Dhabi Global Market for a Compliance Officer and authorised by the Financial Services Regulatory Authority under a Category 3C Licence. · Develop, implement, and maintain compliance policies and procedures in line with FS ...

· The Performance & Compliance Officer is responsible for ensuring that the organization adheres to internal policies and external regulations, as well as monitoring and improving operational performance. This role involves conducting audits, assessing compliance risks, developi ...