Manthan Pandya

Qualified Chartered Accountant and currently pursuing FRM. Prior experience of approx 3 years in Operational Risk role with Morgan Stanley India.

Good understanding of Risk Reporting and Framework. Handled Firmwide Risk Reporting and US Banks' KRIs.

Firmwide Risk Analysis. Reporting 650+ Monthly Metrics spanning across Global, Regional, Business Units and Legal Entity cuts.
Maintenance and Monitoring of KRIs' Inventory for US Banks and liasioning with coverage for breach commentaries.
Monitoring, Analysing and Reporting of Loss Incidents' for Wealth Management Division on monthly basis.
Negative News screening from peer banks pertaining to Ops-Risk and tagging them to relevant Risk Types as per BASEL norms.
Generating raw data using SQL, R, etc. and transforming the same into Dashboards using visualization tools like Power BI and Tableau.
Moderating several Committees and generating data specific to Cyber and Info-Sec Governance Committees.
Ad-hoc and Deep dive analysis of present and horizon Risks.

Performing daily SOPs to provide seemless trading operations.
Regulatory (SEBI - India's Securities Market Regulator) and Central Tax Authority Compliances.
Margin and Collateral Maintenance Analysis and Reporting.
MIS Reporting of Quantitative Analysis of Trade data at periodic intervals to TOP Management.
Collaboration with Surveillance Division for Trade Strategy Monitoring and Selective Surveillance of individual or a group of trading members for price manipulation.
Independent Bug-fixes in trading systems with the help of tech team.
Performing Financial Statements' analysis from Hedge Policy point of view.
Warehouse Audits and Documentation Audit.
Performing Stress Testing, UAT Testing and Reverse Stress Testing of Trading Systems' upgrades and transitions.

Chartered Accountant and currently pursuing FRM for better grasp of technical aspects of Financial Risks.