Vincent Maurin

As an Investment Compliance Officer, I specialise in transaction monitoring, market abuse detection, and regulatory reporting. I thrive on analysing complex cases, streamlining processes, and implementing effective solutions to mitigate risks and ensure adherence to global regulations.

Currently pursuing CFA Level II to deepen my investment and financial analysis knowledge, I am committed to continuous learning.

Now based in Dubai, I am actively seeking opportunities in the region. I am eager to leverage my skills and experience to support organisations navigating the dynamic financial landscape.

Detail-oriented professional with strong expertise in investment compliance, market surveillance, and regulatory risk management. Adept at monitoring and enhancing market abuse detection processes, optimizing surveillance algorithms, and ensuring compliance with financial regulations across multiple jurisdictions. Skilled in overseeing transaction surveillance, performing risk assessments, and interpreting evolving regulatory frameworks to maintain transparency and integrity in financial markets. Excel in analysing financial data using Bloomberg, Reuters Eikon, and SimCorp Dimension, preparing regulatory disclosures, and developing robust compliance policies. Hands-on experience in testing and improving compliance tools, reducing false positives in market abuse alerts, and leading parallel testing of surveillance systems. Possesses solid understanding of financial instruments, financial statement analysis, and company valuations, reinforced by ongoing pursuit of CFA charter (Level 1 passed, 2024 and Level 2 candidate, 2025). Proven leader in mentoring teams, with excellent communication skills for engaging with internal stakeholders and regulatory bodies.

Passed the CFA Level I exam in 2024. Holds a Master’s degree in Asset Management from the University of Paris Nanterre (2023), with coursework in portfolio management, risk management, financial mathematics, and financial market law. Also earned a Bachelor’s degree in Economics from the same university in 2021, covering macroeconomics, microeconomics, and financial analysis. Completed secondary education with a Baccalaureate in Economics from Lycée L’Agora in Puteaux in 2018.