- Assist in developing, enhance and implement the framework, policies, rules and procedures for governing and supervising financial institutions.
- Responsible for effective supervision of financial institutions within the FSRA risk-based supervisory plan.
- Develop a supervisory plan / strategy appropriate for the firms/funds assigned thereto together with line manager / backup to mitigate identified areas of supervisory concerns.
- Make appropriate use of supervisory tools such as onsite reviews, third parties reviews, information requests etc.
- Lead and assist in the periodic risk assessment of firms in line with Supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations.
- Review periodic reports and returns on an ongoing basis.
- Conduct periodic implementation controls/progress reports in areas where deficiencies have been identified.
- Build and manage relationships with stakeholders among market participants and other relevant ADGM staff.
- Responsible for taking prompt action against deficiencies and non-compliances identified.
- Deliver additional tasks that may be delegated from senior management, including participating in and leading projects.
- Adherence to all internal policies, procedures, standards and behaviours'.
- Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
- Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
- Participate and deliver on projects that may be allocated thereto.
- Act as a reference point and provide expertise and support to other colleagues within the Supervision team.
- Contribute towards a team culture within the Supervision team.
- Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
- Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM.
- Bachelor's / Master's Degree
- Minimum 8 years of experience working in broker/dealer supervision or related roles.
- Considerable knowledge of broker/dealer sector regulations, products, services, and market practices.
- Experience of the assessment of risks to identify trends, identify concerns, consider appropriate remedial action and future regulatory requirements.
- Well-developed communications skills both in writing and orally.
- Good internal and external stakeholder management skills.
- Good influencing and negotiation skills.
- Demonstrate strong teamwork, working collaboratively with a team of diverse professionals.
- Demonstrate planning, organisation and analytical skills.
- Demonstrate a strong sense of responsibility and impeccable integrity.
- Demonstrate a proactive approach, ability to manage own workload and a strong commitment to delivering results.
- Fluent in business English.
- Professionally qualification in finance, accounting risk or other related specialism.
- Industry experience in Financial Services for example, in risk management, compliance or internal audit.
- Knowledge and experience of other financial sectors.
- Proficient in Arabic or other language(s) and understanding of the Arabic culture.
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section. · The Supervision Department is responsible ...
Abu Dhabi, United Arab Emirates2 weeks ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section. · The Supervision Department is responsible ...
Abu Dhabi, United Arab Emirates2 weeks ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section. · The Supervision Division consists of the ...
Abu Dhabi, United Arab Emirates1 week ago
-
The Manager - Supervision (Fund and Asset Management) is a role within the Supervision Department. The role holder is responsible, in close liaison with the Senior Manager and Directors for the supervision of a portfolio of financial institutions active in the Fund Management and ...
Abu Dhabi Full time1 month ago
-
The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. · Assist in developing, enhance and implement the framework,policies,rules and procedures for governingand supervising financial institutions. · ...
Abu Dhabi Full time1 month ago
-
The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. · Assist in developing enforceable policies and procedures that govern financial institutions. · ...
Abu Dhabi Full time1 month ago
-
The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section. · Key responsibilities include developing, enhancing and ...
Abu Dhabi Full time1 month ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Department and the Markets Department. · The Supervision Department is respo ...
Abu Dhabi, United Arab Emirates د.إ180,000 - د.إ300,000 (AED) per year1 week ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers at Abu Dhabi Global Market and for the supervision of regulated activities. · The Supervision Division consists of the Supervision Department and the Markets Department. · The Supervision D ...
Abu Dhabi, United Arab Emirates د.إ260,000 - د.إ430,000 (AED) per year2 weeks ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. · The Supervision Division consists of the Supervision Section and the FSRA Markets Section. · The Specialist Supervision is a r ...
Abu Dhabi, United Arab Emirates د.إ180,000 - د.إ300,000 (AED) per year1 week ago
-
Job Title: MPD Field Engineer III / MPD Victus Panel specialist (Engineer) · Location: Abu Dhabi, UAE · Experience: 10 to 15 Years · Education: Bachelor's degree in Engineering · Language: Excellent in English · ...
Abu Dhabi, Abu Dhabi Emirate2 months ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section. · The Supervision Department is responsible ...
Abu Dhabi, United Arab Emirates د.إ260,000 - د.إ430,000 (AED) per year1 week ago
-
Description · The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. · The Supervision Division consists of the Supervision Department and the Markets Department. The Supervision Department is resp ...
Abu Dhabi, United Arab Emirates2 weeks ago
-
Stantec is seeking a highly experienced and technically proficient Resident Engineer / Design Manager to lead multidisciplinary design review and construction supervision activities on major building project. · The successful candidate will act as the Engineers Representative on ...
Abu Dhabi1 week ago
- Work in company
Manager (Market Infrastructure) - FSRA Markets
Financial Services Regulatory Authority
Description · The FSRA is responsible for the regulation of Financial Services activities in the ADGM. · The Supervision & Markets Department consists of the Supervision Department (Supervision) and the Markets Department (Markets). This Manager – Market Infrastructure (MI) role ...
Abu Dhabi, United Arab Emirates1 week ago
-
Not just a job but a career at Yokogawa where we aim to shape a better future for our planet through supporting the energy transition bio technology artificial intelligence industrial cybersecurity etc We are committed to the United Nations sustainable development goals by utiliz ...
Abu Dhabi, Abu Dhabi Emirate2 weeks ago
-
We are looking for an experienced Electrical Engineer to join our supervision team for ongoing and upcoming Abu Dhabi projects. · ...
Abu Dhabi, Abu Dhabi Emirate1 month ago
-
Administrative Role: Contribute to the preparation of financial policies and procedures and provide recommendations on how to implement them in alignment with the organization's and its subsidiaries' financial activities. · Participate with the department manager in the selection ...
Abu Dhabi1 month ago
-
Supervise execution of CFA piles and manage casting and quality control for CFA piles. · ...
Abu Dhabi1 month ago
-
Description · The FSRA is responsible for the regulation of Financial Services activities in the ADGM. · The Supervision & Markets Division consists of the Supervision Division (Supervision) and the Markets Division (Markets). This Manager role is within the Markets Department. · ...
Abu Dhabi, United Arab Emirates1 week ago
Manager - Supervision - Abu Dhabi, United Arab Emirates - Financial Services Regulatory Authority
Description
DescriptionThe FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Section and the Markets Section.
The Supervision Department is responsible for the supervision of banks, insurance companies, money service providers and capital markets intermediaries. The Supervision Department follows a holistic, proactive risk-based approach to supervision of financial service providers falling under its remit.
The Manager Brokerage and Dealing Supervision role within the Supervision Department is responsible, in close liaison with the Senior Manager and Directors, for the supervision of a portfolio of Broker/Dealers and potentially other financial institutions. The Manager is expected to execute the FSRA risk based supervisory approach, as well as contribute to the enhancement of supervisory procedures and regulatory framework as required. The Manager will be expected to be a key member of the supervision team and work effectively with all colleagues.
Strategic responsibilities
Operational responsibilities
Managerial
Information Security related
Education
Work Experience
Desirable:
-
Manager - Supervision
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Manager - Supervision
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Manager - Supervision
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Manager - Supervision
Full time Only for registered members Abu Dhabi
-
Manager - Supervision
Full time Only for registered members Abu Dhabi
-
Manager - Supervision
Full time Only for registered members Abu Dhabi
-
Manager - Supervision
Full time Only for registered members Abu Dhabi
-
Senior Specialist
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Senior Manager
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Senior Specialist
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
MPD Field Engineer III
Only for registered members Abu Dhabi, Abu Dhabi Emirate
-
Senior Manager
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Specialist - Supervision
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Resident Engineer/Design Manager
Only for registered members Abu Dhabi
-
Manager (Market Infrastructure) - FSRA Markets
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates
-
Technical Pre-sales Consultant
Only for registered members Abu Dhabi, Abu Dhabi Emirate
-
Electrical Engineer
Only for registered members Abu Dhabi, Abu Dhabi Emirate
-
Finance Manager
Only for registered members Abu Dhabi
-
Civil Site Engineer
Only for registered members Abu Dhabi
-
Manager - Surveillance
Financial Services Regulatory Authority- Abu Dhabi, United Arab Emirates