- Updates business line policies and Compliance Team procedures
- Analyzes Compliance requirements and establishes they are properly written into requirements for business projects and approved at the appropriate levels
- Works directly with business management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations Keeps abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry and assesses potential impacts
- Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application of Compliance programs and standards across the enterprise
- Supports in determining risk exposure, mitigation, and controls for new products, marketing campaigns, and expansion of existing programs
- Conducts enterprise wide annual risk assessment for all TD businesses
- Supports the business lines with compliance/risk controls and periodically evaluates risk mitigation efforts to adjust as risk/department influences change
- Protects the interests of the organization – identifies and manages risks, and promotes the prompt and thorough resolution of escalated non-standard, high risk issues
- Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and promotes timely communication of issues/points of interest
- Provides thought leadership and or industry knowledge for own area of expertise and participates in knowledge transfer within the team and business
- Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques
- Participates in personal performance management and development activities, including cross training within own team
- Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities
- Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices
- Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships.
- Contributes to a fair, positive and equitable environment that supports a diverse workforce
- Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally
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Compliance Analyst
4 days ago
BRF Dubai, United Arab EmiratesHave you ever imagined to be part of one of the biggest food companies in the world? · Nourish life is our commitment. This is not limited to food production - it extends to projects, initiatives and causes we embrace. In order to deliver quality products, we have a team dedicate ...
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Compliance Analyst
5 days ago
Deriv Dubai, United Arab EmiratesJob Information · Job Opening ID · - ZR_1723_JOB · Industry · - Legal & Compliance · City · - Dubai · Country · - United Arab Emirates · As a Compliance Analyst at Deriv, you will ensure our business partnerships adhere to laws, regulations, and industry standards. The role will ...
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Compliance Analyst
1 week ago
WeSource Dubai, United Arab EmiratesExpected Start Date: 1st June · - Office location: Business Bay, Dubai · - Salary 10,000 AED (per month) · - Permanent Role · The Compliance Analyst will be part of the compliance operations. · He/she will be in charge of: · - Complete the AML and CDD checks on the new clients, p ...
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Compliance Analyst
1 week ago
The Emirates Group Dubai, United Arab EmiratesJob Purpose: Responsible for the provision of in-depth data analysis of compliance INCs for the generation of trends including for causal factors, regulatory non-compliance, repeat findings, risk performance and data driven incentives to advise and assist line managers, across Em ...
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Compliance Analyst
1 week ago
Pinsent Masons Dubai, United Arab EmiratesJob Title: · - Compliance Analyst (DUBAI)**Department / team**: · - Intake Team - Risk, Compliance & Legal Services**Location**: · - Dubai**Hours of work**: · - 9.00am - 6.00pm**Overview of role: · The purpose of this role is to provide proactive and professional administrative a ...
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Compliance Analyst
1 week ago
Jobs for Humanity Dubai, United Arab EmiratesCompany Description · Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Ha ...
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Compliance Analyst
1 week ago
Jobs for Humanity Dubai, United Arab EmiratesCompany Description · Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Ha ...
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Compliance Analyst
5 days ago
Talabat Dubai, United Arab EmiratesRole Summary: · Professional craft and conceptualization are that of a high-quality level and take ownership and initiative in work and daily tasks, aiding in the overall high standards of the GRC team. Supporting and leading ethics and integrity investigation and identify areas ...
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Compliance Analyst
3 days ago
Syncom Technology Limited Dubai, United Arab EmiratesDesign, review and revise compliance policies, procedures, and controls to meet applicable legislation, regulatory requirements and best practice standards. · - Client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance monitoring, ...
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Compliance Analyst
6 days ago
Deriv Dubai, United Arab EmiratesJob Information · Industry · - Legal & Compliance · City · - Dubai · Country · - United Arab Emirates · As a Compliance Executive at Deriv, you will ensure that our group of companies worldwide conduct business operations in full compliance with regulatory requirements in their r ...
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Junior Compliance Analyst
1 week ago
KPMG United Arab Emirates Dubai, United Arab EmiratesJunior Compliance Analyst · **Junior Compliance Analyst** · Description · **Responsibilities**: · - Perform testing to verify the design and operating effectiveness of various System of Quality Management controls covering risk management, ethics and independence, governance, ope ...
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Jr. Compliance Analyst
1 week ago
Tradeultra Dubai, United Arab EmiratesWe are currently seeking a talented and driven Junior Compliance Analyst to join our team in the United Arab Emirates. · **Responsibilities**: · - Facilitate timely and accurate processing of Know Your Customer (KYC) procedures across various jurisdictions, ensuring strict adhere ...
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Compliance Assurance Analyst
5 hours ago
IG Group Dubai, United Arab EmiratesJob Title · Compliance Assurance Analyst · **Job Description**: · Join the game-changers: · We are looking for a Compliance Assurance Analyst to join our Global Compliance Assurance Team. Reporting to the Compliance Assurance Team Leader, you will be working in the Compliance Ass ...
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Marketing Compliance Analyst
1 week ago
Deriv Dubai, United Arab EmiratesJob Information · Industry · - Legal & Compliance · City · - Dubai · Country · - United Arab Emirates · As a Marketing Compliance Analyst, you will review and issue approvals for marketing materials and other external communications under Deriv's policies and applicable regulatio ...
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Compliance Mis Analyst
6 days ago
Emirates NBD Dubai, United Arab Emirates**Job Purpose**: · Compliance Department needs to submit information regularly to the senior management, regulators, law enforcement, auditors and other teams within the bank. This information should be submitted within an agreed timeframe and should be accurate and complete. The ...
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Compliance & Risk Analyst Officer
5 days ago
NETZ DMCC Dubai, United Arab EmiratesPerforming CDD and EDD on customer profiles as required. · - Collect appropriate and accurate information required to assess potential clients and decide on the acceptable risk for our policy. · - Prepare reports that detail risk assessment findings that contribute to the final d ...
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IG Group Dubai, United Arab EmiratesJob Title · Compliance Assurance Analyst with Arabic/French · **Job Description**: · Join the game-changers: · We are looking for a Compliance Assurance Analyst to join our Global Compliance Assurance Team. Reporting to the Compliance Assurance Team Leader, you will be working in ...
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Compliance Analyst
15 hours ago
Michael Page dubai, United Arab EmiratesAs Compliance Analyst, you will be responsible for the verification of counterparties with whom the Company will deal in the future for any irregularity, including the review of Know Your Counterparty (KYC) documents and approval of counterparties in the system. The role also inv ...
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Compliance Analyst
3 days ago
OKX Dubai, United Arab EmiratesWhat We Look For In You · Proven experience working in a local Turkish Crypto Exchange under Turkish laws, regulations and requirements. · Familiarity with Law No: 5549, 5337 Regulation on Precautionary Measures, and relevant compliance requirements. · Chainalysis KYT (Know Your ...
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Compliance Analyst
1 week ago
OKX Dubai, United Arab EmiratesWhat WeLook For In You · Proven experience working in a localTurkish Crypto Exchange under Turkish laws, regulations andrequirements. · Familiarity with Law No: 5549,5337 Regulation on Precautionary Measures, and relevant compliancerequirements. · Chainalysis KYT (Know YourTransa ...
Senior Compliance Analyst - Dubai, United Arab Emirates - TD
Description
Shareholder Accountabilities:
Employee/Team Accountabilities: