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    Fund Compliance Associate - Dubai, United Arab Emirates - tiger recruitment

    tiger recruitment
    tiger recruitment Dubai, United Arab Emirates

    Found in: DrJobEN AE A2 - 4 days ago

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    Description
    • Maintain up-to-date knowledge of relevant regulations and laws in order to effectively manage compliance risks relating to the marketing of alternative funds and other financial products to potential investors.
    • Liaise with clients to obtain required documentation for registration of funds with local regulators and coordinate submission of documents to or via local affiliate companies.
    • Be the point of contact for client's compliance queries as they relate to the requirements of marketing funds and other financial products.
    • Review of marketing materials in line with regulatory requirements
    • Review of potential investor classification documentation.
    • Provide training to investor relations employees and respond to internal queries regarding company policies and procedures as they relate to compliant marketing of alternative funds and financial products.
    • Assist in responding to requests from external parties on regulatory and compliance matters.
    • Due diligence and KYC analysis of potential clients to be onboarded to the company.
    • Assisting with review of client funds materials, performing conflicts analysis and summarising terms for internal records.
    • Maintaining and/or monitoring relevant trackers to report on progress to Head of Compliance.
    • Overseeing and training junior team members (this role will lead to team management).

    YOU ARE

    To be successful in this role you must have experience working in Fund Administration – registering funds and working with fund managers.

    Requirements

    • 2+ years of experience in asset management, fund administration or similar experience in the financial services industry
    • Prior experience of interaction with Global Fund Managers
    • Understanding typical investment strategies of private equity, real estate, private debt, infrastructure and venture capital funds
    • Understanding investment strategies such as Private Equity/ Real Estate/ Private Debt/ Venture Capital Funds
    • Good knowledge of alternative investment funds and familiarity with fund documentation
    • Degree educated

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