- Updates business line policies andCompliance Team procedures
- Analyzes Compliancerequirements and establishes they are properly written intorequirements for business projects and approved at the appropriatelevels
- Works directly with business management,and with internal and external business partners (e.g., InternalAudit, external consultants) to respond to regulatory requests,findings, audits and/or examinations Keeps abreast of emergingissues, trends, and evolving regulatory requirements in theCompliance industry and assesses potentialimpacts
- Coordinates with other Compliancepartners and business governance and control partners to promoteconsistency in the application of Compliance programs and standardsacross the enterprise
- Supports in determiningrisk exposure, mitigation, and controls for new products, marketingcampaigns, and expansion of existingprograms
- Conducts enterprise wide annual riskassessment for all TD businesses
- Supports thebusiness lines with compliance/risk controls and periodicallyevaluates risk mitigation efforts to adjust as risk/departmentinfluences change
- Protects the interests of theorganization – identifies and manages risks, and promotesthe prompt and thorough resolution of escalated non-standard, highrisk issues
- Participates fully as a member of theteam, supports a positive work environment that promotes service tothe business, quality, innovation and teamwork and promotes timelycommunication of issues/points ofinterest
- Provides thought leadership and orindustry knowledge for own area of expertise and participates inknowledge transfer within the team andbusiness
- Keeps current on emergingtrends/developments and grows knowledge of the business, relatedtools and techniques
- Participates in personalperformance management and development activities, including crosstraining within own team
- Keeps others informedand up-to-date about the status/progress of projects and/or allrelevant or useful information related to day-to-dayactivities
- Contributes to team development ofskills and capabilities through mentorship of others, by sharingknowledge and experiences and leveraging bestpractices
- Leads, motivates and developsrelationships with internal and external businesspartners/stakeholders to develop productive workingrelationships.
- Contributes to a fair, positiveand equitable environment that supports a diverseworkforce
- Acts as a brand ambassador for yourbusiness area/function and the bank, both internally and/orexternally
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Compliance Analyst
3 days ago
BRF Dubai, United Arab EmiratesHave you ever imagined to be part of one of the biggest food companies in the world? · Nourish life is our commitment. This is not limited to food production - it extends to projects, initiatives and causes we embrace. In order to deliver quality products, we have a team dedicate ...
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Compliance Analyst
5 days ago
Deriv Dubai, United Arab EmiratesJob Information · Job Opening ID · - ZR_1723_JOB · Industry · - Legal & Compliance · City · - Dubai · Country · - United Arab Emirates · As a Compliance Analyst at Deriv, you will ensure our business partnerships adhere to laws, regulations, and industry standards. The role will ...
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Compliance Analyst
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WeSource Dubai, United Arab EmiratesExpected Start Date: 1st June · - Office location: Business Bay, Dubai · - Salary 10,000 AED (per month) · - Permanent Role · The Compliance Analyst will be part of the compliance operations. · He/she will be in charge of: · - Complete the AML and CDD checks on the new clients, p ...
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Compliance Analyst
1 week ago
The Emirates Group Dubai, United Arab EmiratesJob Purpose: Responsible for the provision of in-depth data analysis of compliance INCs for the generation of trends including for causal factors, regulatory non-compliance, repeat findings, risk performance and data driven incentives to advise and assist line managers, across Em ...
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Compliance Analyst
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Compliance Analyst
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Syncom Technology Limited Dubai, United Arab EmiratesDesign, review and revise compliance policies, procedures, and controls to meet applicable legislation, regulatory requirements and best practice standards. · - Client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance monitoring, ...
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Compliance Analyst
5 days ago
Deriv Dubai, United Arab EmiratesJob Information · Industry · - Legal & Compliance · City · - Dubai · Country · - United Arab Emirates · As a Compliance Executive at Deriv, you will ensure that our group of companies worldwide conduct business operations in full compliance with regulatory requirements in their r ...
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Compliance Analyst
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Jobs for Humanity Dubai, United Arab EmiratesCompany Description · Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Ha ...
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Compliance Analyst
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Talabat Dubai, United Arab EmiratesRole Summary: · Professional craft and conceptualization are that of a high-quality level and take ownership and initiative in work and daily tasks, aiding in the overall high standards of the GRC team. Supporting and leading ethics and integrity investigation and identify areas ...
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Compliance Analyst
1 week ago
Jobs for Humanity Dubai, United Arab EmiratesCompany Description · Jobs for Humanity is dedicated to building an inclusive and just employment ecosystem. Therefore, we have dedicated this job posting to individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf of Ha ...
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Junior Compliance Analyst
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KPMG United Arab Emirates Dubai, United Arab EmiratesJunior Compliance Analyst · **Junior Compliance Analyst** · Description · **Responsibilities**: · - Perform testing to verify the design and operating effectiveness of various System of Quality Management controls covering risk management, ethics and independence, governance, ope ...
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Jr. Compliance Analyst
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Tradeultra Dubai, United Arab EmiratesWe are currently seeking a talented and driven Junior Compliance Analyst to join our team in the United Arab Emirates. · **Responsibilities**: · - Facilitate timely and accurate processing of Know Your Customer (KYC) procedures across various jurisdictions, ensuring strict adhere ...
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Compliance Assurance Analyst
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Marketing Compliance Analyst
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Compliance Mis Analyst
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Compliance & Risk Analyst Officer
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IG Group Dubai, United Arab EmiratesJob Title · Compliance Assurance Analyst with Arabic/French · **Job Description**: · Join the game-changers: · We are looking for a Compliance Assurance Analyst to join our Global Compliance Assurance Team. Reporting to the Compliance Assurance Team Leader, you will be working in ...
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Compliance Analyst
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Michael Page dubai, United Arab EmiratesAs Compliance Analyst, you will be responsible for the verification of counterparties with whom the Company will deal in the future for any irregularity, including the review of Know Your Counterparty (KYC) documents and approval of counterparties in the system. The role also inv ...
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Compliance Analyst
1 week ago
OKX Dubai, United Arab EmiratesWhat WeLook For In You · Proven experience working in a localTurkish Crypto Exchange under Turkish laws, regulations andrequirements. · Familiarity with Law No: 5549,5337 Regulation on Precautionary Measures, and relevant compliancerequirements. · Chainalysis KYT (Know YourTransa ...
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Compliance Analyst
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OKX Dubai, United Arab EmiratesWhat We Look For In You · Proven experience working in a local Turkish Crypto Exchange under Turkish laws, regulations and requirements. · Familiarity with Law No: 5549, 5337 Regulation on Precautionary Measures, and relevant compliance requirements. · Chainalysis KYT (Know Your ...
Senior Compliance Analyst - Dubai, United Arab Emirates - TD
Description
ShareholderAccountabilities:
Employee/TeamAccountabilities: